RANDALL R. HEINER
Randall R. Heiner is known for his zealous representation of his clients. He is a dedicated and experienced trial and arbitration securities attorney. He has more than 30 years of experience helping investors as an investment professional and an attorney. His law office is headquartered in Salt Lake City, Utah, where he has specialized in securities and commodities lawsuits and arbitrations for the past 20 years.
DEEP KNOWLEDGE & UNDERSTANDING OF THE SECURITIES INDUSTRY
Mr. Heiner has extensive experience in the securities industry. He first became a stockbroker giving investment recommendations and advice to his customers. Mr. Heiner then formed his own full service, self-clearing broker-dealer firm where he developed an extensive background in supervision and compliance in securities and financial markets. During his securities industry career, Mr. Heiner owned and operated a FINRA member brokerage firm that was registered with the Securities and Exchange Commission. His brokerage firm specialized in servicing customer accounts by providing financial advice to the public and by providing investment banking services to companies desiring to be publicly traded. At one time his firm employed approximately 70 full-time stockbrokers, 10 support staff, and provided transactional clearing services for other FINRA member firms. He has personally interviewed, hired, and trained hundreds of stockbrokers.
When he was a CEO in the securities business, Mr. Heiner obtained the following licenses: Series 7 General Securities; Series 24 General Securities Principal; Series 4 Registered Options Principal; Series 27 Financial and Operations Principal; and Series 63 state blue sky licenses. These licenses, augmented with twelve years of experience supervising brokers, a self-clearing back office, and operating a full service brokerage firm, allowed him to develop the knowledge and understanding of the securities industry. This experience has made him a successful attorney that represents victims.
Mr. Heiner graduated from the University of Minnesota, earning a B.S. in Business Management & Finance. His coursework emphasis was in finance, economics, accounting, and management. He then attended law school at William Mitchell College of Law where he graduated cum laude. He focused his studies in litigation and legal writing. While earning his degrees, he provided consulting services to FINRA member firms in the securities industry.
ADDITIONAL CREDENTIALS & FAMILY
After becoming a member of the Utah State Bar, Mr. Heiner formed Heiner Law Offices, exclusively representing investor’s rights. At the time he formed Heiner Law Offices, Mr. Heiner moved his family to Utah to be with his extended family whose roots lie in Utah and southern Idaho, going back to Pioneer Days. He has served on an advisory committee for the Utah Securities Division and served on numerous CLE panels. He is a member of the Public Investors Arbitration Bar Association (PIABA). Mr. Heiner has filed hundreds of cases on behalf of victims of securities and investment fraud in Utah and throughout the Mountain West, as well as other parts of the United States.
CONTACT US FOR A FREE CONSULTATION
Contact our office today to discuss your case. We offer a free initial consultation. You can reach us by phone at 801-366-5200 or via email. We try to take every case on a contingency basis which means we don’t collect a legal fee unless we successfully make a financial recovery for you.