In the last several years, our law firm has seen a marked increase in unsecured promissory note fraud by investment advisors. Promissory notes are a contract between a person who loans money to another person or entity, for a set time and an agreed upon interest rate. These are unsecured notes and in most cases, they are defined as securities. Promissory note fraud is often associated with selling away (investments not on your account statements). They frequently involve loans you make to a broker or a business he is associated with, or loans to a business that the broker receives a huge commission or fee from. Promissory notes are very high risk and often fail.


Heiner Law Offices has represented many investors that have received unsecured promissory notes in exchange for money they’ve given to someone else. If you were sold one or more promissory notes, our law firm will interview you, investigate the facts and determine if there were any securities law violations in the recommendation or sale of the investment. If there were and if you hire our firm to represent you we will tirelessly work to help you recover any losses you suffered.

Our law firm knows what needs to be proved whether it is misrepresentations or omissions in the sale, or lack of supervision that caused your losses. We have the experience, knowledge, and skill to win promissory note cases. It takes a firm with our capabilities to win and collect on these cases.


Contact our office today to discuss your case. We offer a free initial consultation. You can reach us by phone at 801-366-5200 or via email. We try to take every case on a contingency basis which means we don’t collect a legal fee unless we successfully make a financial recovery for you.